Rules / Regulations

Subject Download
Memorandum of Understanding (MOU) between the SEC and ThaiBMA regarding Bond Market Supervisory Cooperation

The Thai Bond Market Association is an association dealing with security business. The Association was founded by virtue of the provisions of The Securities and Exchange Act B.E. 2535 ( A.D.1992) and Supervised by the Office of the Securities and Exchange Commission.

Subject Download
Regulations of The Thai Bond Market Association
The English translation was prepared by ThaiBMA, for the purpose of reference only. For legal force, please refer to the original Thai version.
Regulation of The Thai Bond Market Association Amended (No. 2) B.E. 2006
Regulation of The Thai Bond Market Association Amended (No. 3) B.E. 2007
Regulation of The Thai Bond Market Association Amended (No. 4) B.E. 2008
Regulation of The Thai Bond Market Association Amended (No. 5) B.E. 2009
Part Subject Download
1 General Provisions
2 Objectives
3 Members and Membership
4 Rights and Obligations of Members
5 Board of Directors of the Association
6 Ethics of Conducing Business
7 Disciplines and Punishment of The Members
8 General Meeting
9 Termination of Membership
10 Finance and Accounting of the Association
11 Membership Admission Fee, Annual Fee,Information Registration Fee and Other Service Fee
12 Modification, Dissolution and Liquidation of the Account of the Association
13 Material and Service Procurement
14 Transitory Provision
Part Subject Issue Date Download
1 Member
1.1 Representative of the Member 10/11/2005
1.2 Transfer of Rights of Membership 10/11/2005
1.3 Arbitration Proceeding 10/11/2005
1.4 Relaxation of Member Annual Fee Payment 14/02/2007
2 Trading, Reporting and Maintaining Trading Records
2.1 Preparing and maintaining trading records 10/11/2005
2.2 Standard of Practices for the Bond Market  10/11/2005
2.3 Rules on Examination of Documents and Trading Accounts of Members 02/10/2006
2.4 Improper Practices of Member 05/02/2008
2.5 Terms, Conditions and Procedure concerning Reporting of Debt Instrument Trading 09/01/2008
- 03/10/2017
2.6 Clarification regarding Reporting of B/E transaction 23/11/2009
2.7 Rules on Examination of Documents and Trading Accounts of Members (No.2) B.E. 2011 30/03/2011
3 ผู้ค้าตราสารหนี้ขึ้นทะเบียน
3.1 Rules and Procedure in Continuing Professional Education (CPE) of Registered Trader 13/03/2012
3.2 Registered Trader (Codified) 13/03/2012
3.3 Registered Trader (No. 2) 08/10/2013
Part Subject Issue Date Download
4 Registered Debt Instrument
4.1 Exemption of Debt Instrument Information Registration Fee B.E. 2006 19/06/2006
4.2 Registration of Debt Instrument Information (Codified) 21/03/2015
4.3 Fee for Registration of Debt Instrument Information 21/03/2015
4.4 Standard Regulations on Registration Work of Registered Debt Instrument (Codified) 10/11/2010
4.5 Rules on Registration of Short-Term Debt Instrument 18-Sep-12 21/09/2013
4.6 Standard Regulations on Registration Work of Registered Debt Instrument (No.3) 8-Oct-13 15/06/2013
4.7 การกำหนดลักษณะเหตุจำเป็นและเหตุสุดวิสัยของการขึ้นทะเบียนตราสารหนี้ระยะสั้น 26/03/2010
5 Member Compliance
5.1 Practices of Compliance Officer 12-Mar-08 12/03/2008
5.2 Administrative Sanctions concerning Reporting of Debt Instrument Trading 24-Apr-12 21/06/2010
5.3 Appointment of On-Site Examiners 18-May-18 18/05/2018
5.4 การกำหนดรายการซื้อขายตราสารหนี้ที่มีมูลค่าน้อย (Small lot) 04/02/2014
6 Service for Bond Information
6.1 Service for Mark to Market information 23-Jul-10 23/07/2010
6.2 Service fee for Mark to Market information 23-Jul-10 23/07/2010
6.3 อัตราค่าบริการกำหนดมูลค่ายุติธรรม 23/07/2010
6.4 ค่าบริการข้อมูลมูลค่ายุติธรรม (Mark to market) ตามประเภทผู้ใช้บริการ 01/10/2010
No Subject Download
1 Code of conduct of the Thai Bond Market Association For Members Submitting Quoted bid-offer yield for the Calculation of Reference Yields
Topic Subject Download
1 Supervision on Reporting of Debt Instrument Trading
2 Dissemination and Publication of Clients' Confidential Information