To enhance the bond market
best practices and to ensure that the registered traders have adequate
knowledge in relevant rules, regulations and ethic as well as knowledge in the
Effective from November 16, 2005. The SEC Regulation required that all
securities companies appoint a trader that register with the ThaiBMA in bond
For further information, please contact Regulation and Compliance Dept. Tel: 0-2252-3336 Ext. 316, 340, 341
The Refresher Course will be held every year to ensure Registered Traders professional skills in performing their duties which related to the relevant rules, regulations and ethic as well as knowledge in the bond market.
Besides, ThaiBMA had set up new rules and
procedure in continuing professional education (CPE) aimed to give registered
traders another choice to collect number of hours in continuing their
professional education to get an exemption in attending the Traders Refresher
Course. Click below for more details.