ThaiBMA Rule

Regulatory Framework

Newsletter

Trader Registration

Client Complaint & Arbitration

Hearing and Survey
 
Service Manager : Praphan (02-252-3336 # 316)
Objective:
 

To enhance the bond market best practices and to ensure that the registered traders have adequate knowledge in relevant rules, regulations and ethic as well as knowledge in the bond market.
Effective from November 16, 2005. The SEC Regulation required that all securities companies appoint a trader that register with the ThaiBMA in bond trading.

 
Examination & Refresher Courses
 
Schedule of Registered Trader Examination

 

Year

No.

Exam Date

Application Period

Venue

2012

1/2012

Friday 23 March 2012

15 February - 15 March, 2012

To be announced

2012

2/2012

Friday 22 June 2012

14 May - 14 June, 2012 

To be announced

2012

3/2012

Friday 21 September 2012

16 August - 13 September, 2012

To be announced

2012

4/2012

Friday 23 November 2012

15 October - 15 November, 2012

To be announced

 
 
Trader's Refresher Course
 

ThaiBMA will organize a Trader's Refresher Course 2012 on Sat 25 February 2012 from 8.30 am - 4.30 pm.

Detail & Application form

For further information, please contact Corporate Planning Dept. Tel: 0-2252-3336 Ext. 111, 156 or Regulation and Compliance Dept. Ext. 316, 317, 341

The Refresher Course will be held every year to ensure Registered Traders’ professional skills in performing their duties which related to the relevant rules, regulations and ethic as well as knowledge in the bond market.

ตรวจสอบรายชื่อผู้ต้องเข้าอบรม Refresher Course 2555 ได้ที่นี่

 

Besides, ThaiBMA had set up new rules and procedure in continuing professional education (CPE) aimed to give registered traders another choice to collect number of hours in continuing their professional education to get an exemption in attending the Trader’s Refresher Course. Click below for more details.

 
Trader examination and courses
 
Information amendment form
 
Regulation & Qualifications for Registered Traders
 
Schedule of Refresher Courses
 

Trader Registration List

 

 
  Copyright ? 1998 by The Thai Bond Market Association, 29 Vanissa Bldg. 21st Floor Soi Chidlom, Ploenchit Rd., Bangkok 10330 Tel.(662) 252-3336 Fax. (662) 252-2763